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ProPhotonix
Prophotonix
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Stock Information

Details on Common Stock Issued (as of September 21, 2017)

Unrestricted Shares:
ISIN code:   US7434651060
Number of shares:   68,783,259
Ticker AIM:   PPIX
Ticker OTC:   STKR

Restricted Shares
ISIN Code:   USU743121142
No. of Shares: 22,042, 143
Ticker AIM:  PPIR

As of September 21, 2017 there are 90,825,402 Common Shares in issue. Of these, 68,783, 259 shares are traded on AIM as PPIX and on the Over the Counter Market (USA) as STKR; 22,042,143 trade on AIM as PPIR, Reg S line. Shares issued under ISIN code USU743121142 are subject to the conditions listed under section 903(b)(3), or Category 3, of Regulation S, including a one-year distribution compliance period. These shares may not be offered, sold or otherwise transferred to the United States, or to, or for the account or benefit of any US person, except pursuant to Regulation S, the registration requirements of the Securities Act or an exemption therefrom. In general, this restriction is automatically lifted on the first anniversary of the original issue date. Other than the selling restrictions described above, all Common Shares are the same class and have identical rights regardless of  the ISIN code.

Share Restrictions
To the knowledge of the Company, as of September 21, 2017, 29.25% of the Common Shares were "not in public hands", as such expression is defined in the AIM Rules for Companies.

Shareholder Rights to Purchase Shares of Common Stock of ProPhotonix Limited

On August 28, 2014, the Board of Directors of ProPhotonix Limited (the "Company") declared a dividend of one common share purchase right (a "Right") for each outstanding share of common stock, par value $0.001 per share, of the Company (the "Common Stock"). The dividend is payable on August 28, 2014 (the "Record Date") to the stockholders of record on that date. Each Right entitles the registered holder to purchase from the Company one share of Common Stock at a price of $0.30 per share of Common Stock (the "Purchase Price"), subject to adjustment, but only under certain circumstances as described in the Rights Agreement. The description and terms of the Rights are set forth in a Rights Agreement dated as of August 28, 2014, as the same may be amended from time to time (the "Rights Agreement"), between the Company and Computershare Trust Company, N.A., as Rights Agent (the "Rights Agent"). Please click here to view a Summary of the Rights Agreement and click here to view the Rights Agreement. Click here to view Amendment to Rights plan, July 2017.

Beneficial Ownership of Major Stockholders

Shareholder

Number of Ordinary Shares

Percentage of Voting Rights

 Mark Hawtin  12,020,806  13.24%

Tiger Investment 1 LLC; a related party to Tim Losik
(excludes 3,952,192 shares owned by Tim Losik)

7,605,945

8.37%

Empire Capital

5,474,691

6.03%

 Gresham House Strategic plc4,993,492 5.50% 
Canaccord Genuity Group Inc 4,993,492 5.50% 
Herald Investment Management Limited 4,993,492 5.50% 
Miton Group plc 4,993,492 5.50% 
 Tim Losik 3,952,192 4.35%

Anthony Marchese

3,471,514

3.82%

Board of Directors

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