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ProPhotonix
Prophotonix
Questions?

Investor FAQs

My current stock certificate is in the StockerYale name. Do I need to get a new certicate with the ProPhotonix name?
You do not need a new certificate. Your StockerYale certificate may be traded in the U.S. through your broker account. You may also trade your shares on the AIM, but you must follow the share transfer instructions. (See question 3)


How can I trade my shares?
ProPhotonix Limited common shares trade in the U.S. under the STKR symbol on the Over-the-Counter Bulletin Board (Pink Sheets) and under the PPIX symbol on the AIM listing of the London Stock Exchange. ProPhotonix Limited Reg S shares trade under the PPIR symbol on the AIM Listing of the London Stock Exchange.
 
On AIM we have both "unrestricted" and "Regulation S/ restricted" shares listed. Trades in unrestricted shares settle electronically in CREST as Depositary Interests "DIs", while Regulation S "Reg S" trades settle in certificated form to comply with Reg S requirements. Please note that Reg S shares are not listed/traded in the U.S. It is possible to move unrestricted shares between the two markets via Computershare, our global registrar. It is recommended that you speak to your broker or other financial advisor before trading in any stock.
 
For additional information on how to transfer "unrestricted" securities between the US and the UK, please download  this PDF for more information.  Transferring Unrestricted Securities


How do I trade my US shares on AIM?
It is possible to move "unrestricted" shares between the two markets via Computershare, our global registrar. It is recommended that you speak to your broker or other financial advisor before trading in any stock.
 
For additional information on how to transfer "unrestricted" securities between the US and the UK, please download this PDF for more information. Transferring Unrestricted Securities


What is AIM?
AIM is the Alternative Investment Market of the London Stock Exchange that was established to enable smaller, younger companies to have access to the financial market and public trading of their shares.  Further information on AIM may be obtain from the London Stock Exchange website at www.londonstockexchange.com


What is CREST?
CREST is the system for electronic trading of shares on AIM, which allows you to trade without presenting a physical share certificate.


How do I find out more information about my holdings?
Please contact our transfer agent, Computershare Investor Services for instructions.
 
United States:
Client Services
Computershare
250 Royall Street, Canton MA 02021
Tel:  781-575-2879  Fax:  781-575-2420
www.computershare.com
 
United Kingdom:
Computershare Investor Services
PO Box 329
Queensway House
Hilgrove Street
St Helier
Jersey
JE1 1ES
Phone:  +44 (0) 870 707 4040
Fax: +44 (0) 870 873 5851


What does it mean to have "restricted" stock?
Shares that are restricted have a "Legend" indicating a trading restriction. If your stock has a restricted legend on it and you would like to have the restriction lifted, please contact  ProPhotonix's Investor Relations by phone in the US at 1-800-843-8011 x8242; International callers at 1-603-870-8242; or email IR INFO.


Whom do I contact if I have lost my stock certificate?
ProPhotonix transfer agent, Computershare Investor Services, can help you with any problems regarding your stock certificate. The telephone number is 1-781-575-2879, or you may write to them at: 250 Royall Street MS 3B Canton, MA 02021.


I want to transfer my stock to another person. How do I do that?
Please contact our transfer agent, Computershare Investor Services for instructions.
 
United States:
Client Services
Computershare
250 Royall Street, Canton MA 02021
Tel:  781 575 2879  Fax: 781 575 2420
www.computershare.com
 
United Kingdom:
Computershare Investor Services
PO Box 329
Queensway House
Hilgrove Street
St Helier
Jersey
JE1 1ES
Phone: +44 (0) 870 707 4040
Fax:  +44 (0) 870 873 5851


How do I exercise my warrant?
You may contact ProPhotonix's Investor Relations by phone in the US at 1-800-843-8011 x8242; International callers at 1-603-870-8242; or email IR INFO.


Does ProPhotonix sell stock directly to the public?
No, we do not have a direct stock purchase program.  You may purchase shares of ProPhotonix through a securities brokerage firm or an electronic trading account.


Does ProPhotonix participate in or have an official chat room or message board?
ProPhotonix does not monitor the Internet message boards. Most of the information on the message boards is material of a second-hand, or speculative in nature. To obtain accurate and timely information on ProPhotonix it is recommended that investors either read the press releases posted on our website, or contact Investor Relations, for official information.


Does ProPhotonix have a mailing list?
ProPhotonix does have an e-mail list for the distribution of company press releases and other information of interest to our stockholders. If you would like to join the e-mail list, please send a message to IR INFO indicating your interest.


Does ProPhotonix have a dividend reinvestment program?
At the present ProPhotonix does not offer a DRIP, dividend reinvestment program, since we do not have a direct stock purchase program, nor do we pay dividends.


How do I contact Investor Relations at ProPhotonix?
You may contact ProPhotonix's Investor Relations by phone in the US at 1-800-843-8011 x8242;  International callers at 1-603-870-8242; or email IR INFO.


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